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Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations - Regulations

 
Wednesday, May 26 2021
Blog

Financial Reporting and Auditing of SPACs

Special Purpose Acquisition Companies (SPACs) have become increasingly popular as private companies see the potential opportunities they provide to bring private companies into public markets more quickly than possible under... [...]
Thursday, February 11 2021
Blog

Preparing for Regulation Best Interest Exams in 2021

As 2021 starts, we’ve experienced almost a full year of living in a pandemic. Work processes have hopefully streamlined and improved, as you’ve developed ways to work around social/physical distancing... [...]
Monday, January 25 2021
Blog

Modernized Marketing Rule for Investment Advisers

On December 22, 2020, the SEC announced the Modernized Marketing Rule’s finalization for investment advisers. These rules were developed under the Investment Advisers Act of 1940 and have not been... [...]
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