marketing Archives - Red Oak Compliance Solutions

Friday, May 13 2022

Is Your Organization Prepared for the Future of Compliance?

Technology is changing at an unprecedented pace, and compliance teams need to be ready for anything – the future compliance landscape will be different from anything we’ve seen before.  Regulations... [...]

Wednesday, December 22 2021

News

4 Areas Where Chief Compliance Officers Can Make an Impact

As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you... [...]

Tuesday, June 15 2021

News

Red Oak Announces Hire of Industry Veteran John Proskoczilo as Business Development Director

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired regtech industry veteran John Proskoczilo as Business Development Director. In John’s new role,... [...]

Tuesday, May 25 2021

AdMaster News

Red Oak Compliance Solutions Recognized Among The Americas’ Fastest-Growing Companies by Financial Times

Red Oak Compliance Solutions, a provider of financial services compliance software, has been named to The Financial Times list of The Americas’ Fastest Growing Companies 2021. The Americas’ Fastest Growing... [...]

Tuesday, February 2 2021

AdMaster Checklists News

Countdown to Implementation

Have you selected a new SaaS solution for your compliance team? After all the conversations and reviews and vetting, you’ve signed the deal and are ready to put that new... [...]

Monday, January 25 2021

IA Compliance News

Modernized Marketing Rule for Investment Advisers

On December 22, 2020, the SEC announced the Modernized Marketing Rule’s finalization for investment advisers. These rules were developed under the Investment Advisers Act of 1940 and have not been... [...]

Is Your Organization Prepared for the Future of Compliance? - marketing