investment adviser Archives - Page 3 of 6 - Red Oak Compliance Solutions

Tuesday, December 14 2021

News

Red Oak Recognized on RegTech100 List for Third Consecutive Year

The RegTech100 is the list of “companies every financial institution needs to know about as they consider and develop their mission critical RegTech and digital transformation strategies.” This December, the 2022 RegTech100... [...]

Tuesday, November 9 2021

News

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams. Among her many responsibilities, Cathy oversees software implementations... [...]

Wednesday, November 3 2021

Checklists

Managing Your Annual Compliance Checklist

2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place. With everyone trying to resume life as normal while... [...]

Tuesday, October 26 2021

News

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired Michael Davis as Assistant Vice President of Implementations. In Michael’s new role, he... [...]

Tuesday, June 15 2021

News

Red Oak Announces Hire of Industry Veteran John Proskoczilo as Business Development Director

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired regtech industry veteran John Proskoczilo as Business Development Director. In John’s new role,... [...]

Wednesday, June 9 2021

News

Avoiding Overbilling Issues through Diligent Compliance Efforts

No one likes being overbilled for a product or service, whether you’re talking about something as small as using a coupon code or as large as managing your investments. When... [...]

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Red Oak Recognized on RegTech100 List for Third Consecutive Year - investment adviser

Red Oak Recognized on RegTech100 List for Third Consecutive Year

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

Managing Your Annual Compliance Checklist

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

Red Oak Announces Hire of Industry Veteran John Proskoczilo as Business Development Director

Avoiding Overbilling Issues through Diligent Compliance Efforts

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