finra Archives - Page 2 of 5 - Red Oak Compliance Solutions

Wednesday, December 22 2021

Blog

4 Areas Where Chief Compliance Officers Can Make an Impact

As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you... [...]

Tuesday, November 9 2021

Blog

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams. Among her many responsibilities, Cathy oversees software implementations... [...]

Wednesday, November 3 2021

Blog

Managing Your Annual Compliance Checklist

2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place. With everyone trying to resume life as normal while... [...]

Tuesday, October 26 2021

News

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired Michael Davis as Assistant Vice President of Implementations. In Michael’s new role, he... [...]

Thursday, September 30 2021

Blog

How To Align Compliance with Content Operations to Navigate the Regulatory Maze

By Guest Contributor and Author: Brett Molotsky, VP of Industry Solutions at Aprimo Financial services organizations know a thing or two about pressure. Risk management, regulatory policy, the burdens of... [...]

Friday, September 10 2021

Blog

Cybersecurity and Compliance: Protecting You Firm from Phishing

Many people, including high-ranking executive leaders, tend to let their eyes glaze over when topics like IT management and cybersecurity come to the forefront. It’s not that they’re unconcerned –... [...]

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4 Areas Where Chief Compliance Officers Can Make an Impact - finra

4 Areas Where Chief Compliance Officers Can Make an Impact

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

Managing Your Annual Compliance Checklist

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

How To Align Compliance with Content Operations to Navigate the Regulatory Maze

Cybersecurity and Compliance: Protecting You Firm from Phishing

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