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Monday, December 27 2021

New Year, New Rules.

Regulation of the financial services industry can be quite tedious, labor-intensive, and burdensome. We’re not telling you anything you don’t already know. One thing that makes regulatory compliance tedious... [...]

Wednesday, December 22 2021

News

4 Areas Where Chief Compliance Officers Can Make an Impact

As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you... [...]

Tuesday, December 14 2021

News

Red Oak Recognized on RegTech100 List for Third Consecutive Year

The RegTech100 is the list of “companies every financial institution needs to know about as they consider and develop their mission critical RegTech and digital transformation strategies.” This December, the 2022 RegTech100... [...]

Tuesday, November 9 2021

News

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams. Among her many responsibilities, Cathy oversees software implementations... [...]

Wednesday, November 3 2021

Checklists

Managing Your Annual Compliance Checklist

2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place. With everyone trying to resume life as normal while... [...]

Tuesday, October 26 2021

News

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired Michael Davis as Assistant Vice President of Implementations. In Michael’s new role, he... [...]

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New Year, New Rules. - finra

New Year, New Rules.

4 Areas Where Chief Compliance Officers Can Make an Impact

Red Oak Recognized on RegTech100 List for Third Consecutive Year

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

Managing Your Annual Compliance Checklist

Red Oak Hires Industry Veteran Michael Davis, as Assistant Vice President of Implementations

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