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New Year, New Rules. - fiduciary

 
Monday, December 27 2021

New Year, New Rules.

Regulation of the financial services industry can be quite tedious, labor-intensive, and burdensome.   We’re not telling you anything you don’t already know.   One thing that makes regulatory compliance tedious... [...]
Friday, July 26 2019

CFP Board Delays Fiduciary Standard Enforcement

The Certified Financial Planner Board of Standards Inc. approved a new code of ethics and standards of conduct in 2018.  Enforcement of their “expanded fiduciary standard” for financial advisers and... [...]
 
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