Registration Management for the Insurance and Financial Services Industries

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Efficient Licensing and Registration Management

Move away from outdated spreadsheets and technology—manage your registrations and licensing in a centralized system built for compliance and efficiency.

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Why Choose Red Oak for Licensing and Registration Management?

Centralized Tracking for Compliance

Manage licenses, registrations, deadlines, expirations, continuing education, and hierarchies in one system. Access real-time data from a single source of truth.

Most Configurable Software

Adapt the system to your needs, not the other way around. Customize workflows, forms, and reports—control how you track and manage critical data.

Multi-Broker-Dealer Support

Handle multiple broker-dealers within a single installation—no need for multiple setups. Achieve operational efficiency and reduce costs.

One-Click Data Migration

Simplify your transition with direct integration to FINRA. Migrate data effortlessly without manual entry, reducing errors and saving time.

Built for Compliance

Maintain 100% books and records compliance. Bulk update organizational changes, store multiple historical hierarchies, and manage U4/U5s for effortless regulatory reporting.

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Registration Management Features You Can Rely On

Red Oak provides comprehensive, configurable features for all your registration and licensing needs:

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Seamless FINRA Integration for Registration Management

Integrate with FINRA for quick data imports. Manage U4s and U5s with ease—reducing manual tasks and improving accuracy.

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Simplify Your Licensing and Registration Process

Experience the benefits of streamlined registration management with a system tailored to your needs. Talk to an expert today.