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The future is hard to predict, and many professionals worry budget forecasting puts them on-the-record for certain goals. In the 2020-2021 budgeting cycle, in particular, business leaders have an unusually…
On November 30, 2020, the North American Securities Administrators Association (NASAA) announced its membership has voted to adopt a model rule to set parameters by which NASAA members could implement…
Compliance professionals are expected to have a foot in two different worlds – to be thoroughly up-to-date on regulatory requirements and to be fully immersed and forward-looking to support their…
For the second year in a row, Red Oak has been named to the RegTech100, a group of innovative companies supporting financial firms as they manage ongoing compliance and regulatory…
The evaluation process for new technology can be lengthy and can involve quite a few people. When you’re reviewing options, you’ll likely hear a lot about a platform’s key features…
When will team members see marketing compliance as more than just a chore or a headache? The answer is – when you show them that marketing compliance is more than…
We are currently hiring for an Enterprise SaaS Implementation Consultant Manager. Please take the time to review the description, requirements, and responsibilities. Feel like you are a good fit? Send…
When your team is working through the due diligence process, it can be time-consuming. The internet can feel like a godsend, a place where you can access a great deal…
You want to be on the ball with your clients, to give them the best possible advice and guidance to secure their futures. To do so, you need a strong…
We won’t let a pandemic stop us from connecting with our users. Instead, Red Oak brought people together virtually for our second annual User Conference. Through an online gathering, clients…
On September 10, 2020, the SEC issued an order instituting administrative proceedings and cease-and-desist proceedings against Graham, Bordelon, Golson & Gilbert, Inc. (GBGG), along with a civil penalty of $176,399.21,…
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