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As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you…
Red Oak Compliance Solutions was recently named to the Inc. 5000 Regionals list for fastest-growing private companies in the Texas region.
The RegTech100 is the list of “companies every financial institution needs to know about as they consider and develop their mission critical RegTech and digital transformation strategies.” This December, the 2022 RegTech100…
In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams. Among her many responsibilities, Cathy oversees software implementations…
Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired Michael Davis as Assistant Vice President of Implementations. In Michael’s new role, he…
Many people, including high-ranking executive leaders, tend to let their eyes glaze over when topics like IT management and cybersecurity come to the forefront. It’s not that they’re unconcerned –…
Red Oak Compliance Solutions has again been selected for the prestigious Inc. 5000 list, ranking at number 4,011 on the annual list and reporting a 77 percent increase in revenue…
In July, Robert Cook, President, and CEO of FINRA (Financial Industry Regulatory Authority), warned member firms that FIRNA would soon begin three targeted sweeps to address areas of concern: …
Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired regtech industry veteran John Proskoczilo as Business Development Director. In John’s new role,…
No one likes being overbilled for a product or service, whether you’re talking about something as small as using a coupon code or as large as managing your investments. When…
Red Oak Compliance Solutions has again been selected for the prestigious Inc. 5000 list, ranking at number 4,011 on the annual list and reporting a 77 percent increase in revenue…
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