2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place.   With everyone trying to resume life as normal while…

Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired Michael Davis as Assistant Vice President of Implementations. In Michael’s new role, he…

By Guest Contributor and Author: Brett Molotsky, VP of Industry Solutions at Aprimo Financial services organizations know a thing or two about pressure. Risk management, regulatory policy, the burdens of…

Many people, including high-ranking executive leaders, tend to let their eyes glaze over when topics like IT management and cybersecurity come to the forefront. It’s not that they’re unconcerned –…

In July, Robert Cook, President, and CEO of FINRA (Financial Industry Regulatory Authority), warned member firms that FIRNA would soon begin three targeted sweeps to address areas of concern:  …

No one likes being overbilled for a product or service, whether you’re talking about something as small as using a coupon code or as large as managing your investments. When…