Financial industry giant Merrill Lynch has the funding and capability to use any technology platform on the market to manage their books and records. They should have the best technology…

Regulation of the financial services industry can be quite tedious, labor-intensive, and burdensome.   We’re not telling you anything you don’t already know.   One thing that makes regulatory compliance tedious…

As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you…

Red Oak Compliance was recently named to the Inc. 5000 Regionals list for fastest-growing private companies in the Texas region. RED OAK RANKS IN TOP 200 AMONG INC 5000 REGIONAL…

RED OAK COMPLIANCE RELEASES SMART REVIEW ADVERTISING COMPLIANCE DISCLOSURE MANAGEMENT MODULE New software enhancement enables firms to centralize and manage disclosures for faster approvals and greater efficiency in the compliance…

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams.   Among her many responsibilities, Cathy oversees software implementations…