Join our team

Why Red Oak Compliance (ROC)?

At Red Oak Compliance, we’re transforming the financial services industry with industry-leading compliance software and consulting expertise. When you join our team of ROCstars (as we call our staff), you’ll be part of a dynamic group driving meaningful innovation, collaborating with top-tier professionals, and shaping the future of compliance solutions.

Our Core Values

Benefits and Perks

Competitive Compensation

Unlimited PTO

Health, Dental, and Vision Coverage

401(k) Plan with Generous Company Match

HSA/FSA Options

Employee Wellness Initiatives

Hybrid Work

ROCstar Culture

What the ROCstars are Saying

“Red Oak has been a great addition to our Compliance toolbox. Red Oak’s greatest strength lies with its support team who is always readily available and consistent in ensuring the application is tailored to our needs. The application has allowed us to increase service levels to our business partners through its customizable, multi-use platform. It has been a pleasure to work with Red Oak.”

-Advertising Compliance Manager, Global Investment Manager

"Red Oak is highly responsive and the level of understanding and interpretation of Sierra’s needs is demonstrated time and time again. The end product, through our collaborative efforts, is always superb. I would recommend Red Oak for all your compliance needs!!"

-Vice President/Principal, Investment Advisory Firm

"As a representative with over 25 years of experience in the industry I considered drafting and filing my own registration documents. The smartest decision I made for my new RIA was to outsource that responsibility to Red Oak Compliance Solutions. They got my approval quickly and efficiently—even working after hours—saving me a lot of time which ultimately saved me money. Their work was superior—they didn’t just meet my expectations they exceeded them. I would highly recommend them to anyone who needs their services."

-Chief Compliance Officer, Investment Management Firm

Our ROCstar Culture

At Red Oak Compliance, collaboration is at the heart of everything we do. Our ROCstars work together seamlessly, leveraging each other’s strengths to drive innovation and success. We treat our customers and team members like old friends, fostering a warm and welcoming environment where everyone feels valued and respected.

We love to have fun! From exciting company events like the ROCstar Olympics and our Halloween conga line to team-building activities, we ensure there’s always something to look forward to. These fun events, combined with our relaxed dress code, reflect our belief in comfort and individuality, allowing our ROCstars to express themselves while staying productive.

We value diversity and celebrate different perspectives and backgrounds, knowing they make us stronger and more innovative.

Be part of a company that values your talent, perspective, and ambition. To learn about open positions, email us at careers@redoakcompliance.com.