Automate the monitoring of your advisors’ online presence and reduce the risks associated with “failure to supervise.” Clients report up to an 80% reduction in workload through our streamlined solution.
Replace ineffective manual searches with streamlined workflows and automated documentation to save time and boost compliance efficiency.
Configure internet supervision settings to fit different risk levels and advisor profiles, ensuring the platform adapts to your firm’s needs—reducing irrelevant results and “noise”.
Consolidate and bundle dozens or even hundreds of similar results and resolve them with a single action. Streamline your workflow, reduce redundant tasks, and automatically escalate critical findings to save time and minimize regulatory risks.
Meet regulatory requirements with a platform that is 100% books and records compliant. Automatically archive all findings and resolutions, ensuring your records are complete and audit-ready—saving you time during regulator inquiries and audits.
Trusted by 1,800+
Firms Globally
Partner to Over Half of the
Top 20 Asset Managers
84 NPS Score—
Setting the Standard for
Client Satisfaction
Expand your capabilities with the complete Red Oak compliance suite
See how Red Oak’s Advertising Review solution can transform your workflow. Talk to an expert and start your journey to a faster, more efficient compliance process.