Internet Supervision

Financial Services

Efficient Internet Supervision to Protect Your Firm and Minimize Risk

Automate the monitoring of your advisors’ online presence and reduce the risks associated with “failure to supervise.” Clients report up to an 80% reduction in workload through our streamlined solution.

24/7 Support

<1 Hour Average Help Ticket Resolution

>99.9% Uptime

Continuous Enhancements with Zero Downtime

Why Choose Red Oak for Internet Supervision?

Reduce Compliance Workload with Automated Solutions

Replace ineffective manual searches with streamlined workflows and automated documentation to save time and boost compliance efficiency.

The Most Configurable Workflow and Rules Engine

Configure internet supervision settings to fit different risk levels and advisor profiles, ensuring the platform adapts to your firm’s needs—reducing irrelevant results and “noise”.

Review Once Workflows

Consolidate and bundle dozens or even hundreds of similar results and resolve them with a single action. Streamline your workflow, reduce redundant tasks, and automatically escalate critical findings to save time and minimize regulatory risks.

Regulatory Compliance, Guaranteed

Meet regulatory requirements with a platform that is 100% books and records compliant. Automatically archive all findings and resolutions, ensuring your records are complete and audit-ready—saving you time during regulator inquiries and audits.

Trusted by 1,800+ Firms Globally

Partner to Over Half of the Top 20 Asset Managers

84 NPS Score—Setting the Standard for Client Satisfaction

Comprehensive Features to Simplify Internet Supervision

Red Oak offers a full suite of configurable functionality designed to streamline internet supervision:

Review Once Workflows – Quickly review similar results in bulk
Risk-Based Reviews – Focus on high-risk content for priority resolution
Secretary of State Searches – Automate cross-references for additional security
Configurable Workflows and Rules Engine – Configure processes to meet your specific needs
Automated Documentation – Seamlessly track findings for audit-ready reports
Bundling Technology – Group related results for faster decision-making
Exclusions – Filter out irrelevant domains for cleaner results
And More to meet your evolving supervision requirements

Streamline Internet Supervision and Protect Your Firm

Experience up to an 80% reduction in workload with our easy-to-use platform. Save time, reduce the risk of “failure to supervise,” and cut through irrelevant noise—while ensuring your firm remains compliant with regulatory requirements.