Internet Supervision for Financial Services
Leadspace
Automate the monitoring of your advisors’ online presence and reduce the risks associated with “failure to supervise.” Clients report up to an 80% reduction in workload through our streamlined solution.
Efficient Internet Supervision to Protect Your Firm and Minimize Risk
Proof Point Band
- 24/7 Support
- <1 Hour Average Help Ticket Resolution
- >99.9% Uptime
- Continuous Enhancements with Zero Downtime
Benefits Band
Why Choose Red Oak for Internet Supervision?
Reduce Compliance Workload with Automated Solutions
Replace ineffective manual searches with streamlined workflows and automated documentation to save time and boost compliance efficiency.
The Most Configurable Workflow and Rules Engine
Configure internet supervision settings to fit different risk levels and advisor profiles, ensuring the platform adapts to your firm’s needs—reducing irrelevant results and “noise”.
Review Once Workflows
Consolidate and bundle dozens or even hundreds of similar results and resolve them with a single action. Streamline your workflow, reduce redundant tasks, and automatically escalate critical findings to save time and minimize regulatory risks.
Regulatory Compliance, Guaranteed
Meet regulatory requirements with a platform that is 100% books and records compliant. Automatically archive all findings and resolutions, ensuring your records are complete and audit-ready—saving you time during regulator inquiries and audits.
Proof Point Band 2
- Trusted by 1,800+ Firms Globally
- Partner to Over Half of the Top 20 Asset Managers
- 84 NPS Score—Setting the Standard for Client Satisfaction
Features Band
Comprehensive Features to Simplify Internet Supervision
Red Oak offers a full suite of configurable functionality designed to streamline internet supervision:
- Review Once Workflows – Quickly review similar results in bulk
- Risk-Based Reviews – Focus on high-risk content for priority resolution
- Secretary of State Searches – Automate cross-references for additional security
- Configurable Workflows and Rules Engine – Configure processes to meet your specific needs
- Automated Documentation – Seamlessly track findings for audit-ready reports
- Bundling Technology – Group related results for faster decision-making
- Exclusions – Filter out irrelevant domains for cleaner results
- And More to meet your evolving supervision requirements
Conclusion Band
Streamline Internet Supervision and Protect Your Firm
Experience up to an 80% reduction in workload with our easy-to-use platform. Save time, reduce the risk of “failure to supervise,” and cut through irrelevant noise—while ensuring your firm remains compliant with regulatory requirements.
Company
Consulting Services
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