Thursday, December 12 2024
Navigating FINRA’s New API for Registration Management - Webinars
Monday, January 13 2020
Reg BI – How does your firm plan to comply? – Webinar Replay
In this webinar from November 2019, Cathy Vasilev, a founding member and COO of Red Oak Compliance Solutions and Dana Rhodes, Managing Director of Enterprise Services at Riskalyze, dive into... [...]