Tuesday, December 18 2018
Happy Holidays from Red Oak Compliance - News
Red Oak Office Christmas and New Year Holiday Hours
Thursday, December 13 2018
Compliance as a Clue to Potential Fund Failure and Your Financial Well-Being
According to Hedge Fund Research (HFR), a massive data analytics company covering the private fund industry, in 2017, 735 funds were launched, and 784 funds were liquidated. Hedge funds... [...]
Tuesday, December 4 2018
YEAR-END COMPLIANCE CHECKLIST. END 2018 ON A HIGH NOTE.
As 2018 comes to a close, it is important that your firm meets its 2018 regulatory obligations and prepares for the upcoming year. Red Oak has compiled the following checklist... [...]
Thursday, November 29 2018
Red Oak Compliance Solutions is Moving!
Loyalty from clients has fueled continued growth, making a move to a new location necessary. Our business, including website, email, and telephones, will be fully operational and available during the... [...]
Thursday, November 15 2018
CASE STUDY: Red Oak Software Integrates with Synthesis Technology for a Major Global Asset Manager
Check out the integrated Compliance Workflow and Content Management solution one of our partner’s, Synthesis Technology, completed for a Leading Global Asset Manager. A big thanks to everyone at Synthesis... [...]
Wednesday, November 7 2018
Don’t Miss Red Oak Compliance at the 2018 FINRA Small Firm Conference – November 7-8th, San Diego.
For more information about how Red Oak Compliance Workflow Software can help your firm to minimize risk, reduce costs, and increase efficiencies in your compliance review process please download a... [...]
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