New Rule Update

On November 30, 2020, the North American Securities Administrators Association (NASAA) announced its membership has voted to adopt a model rule to set parameters by which NASAA members could implement... [...]

Compliance professionals are expected to have a foot in two different worlds – to be thoroughly up-to-date on regulatory requirements and to be fully immersed and forward-looking to support their... [...]

For the second year in a row, Red Oak has been named to the RegTech100, a group of innovative companies supporting financial firms as they manage ongoing compliance and regulatory... [...]