Outsource Don’t Opt-out

When a person outsources their retirement planning to an Advisor do they surrender responsibility for their retirement? Of course not, and similarly, when a firm outsources some or all of... [...]

Effective December 3, 2015, H.R. 601’s “Eliminate Privacy Notice Confusion Act” was passed. This bill, eliminates the unnecessary, redundant and costly annual privacy notice requirement for an institution that: Does... [...]

On July 10, 2010 Barak Obama signed The Dodd-Frank Wall Street Reform and Consumer Protection Act into federal law. The law brought numerous changes to the financial services industry. As... [...]