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Mike Lubansky Joins Red Oak Compliance

Red Oak Welcomes Mike Lubanksy

Mike joins as SVP of Product Management to drive innovation. RED OAK COMPLIANCE SOLUTIONS APPOINTS MIKE LUBANSKY AS SENIOR VICE PRESIDENT OF PRODUCT MANAGEMENT TO DRIVE INNOVATION Red Oak Compliance

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Mike Lubansky Joins Red Oak Compliance

Red Oak Welcomes New CEO and CRO

RED OAK COMPLIANCE SOLUTIONS WELCOMES DAVE DUTCH AS CEO Dutch Brings More Than Three Decades of Leadership Experience in Software, Financial Technology, and Compliance Red Oak Compliance Solutions, a leading

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Red Oak Acquires SiteQuest Compliance

Red Oak is excited to announce our recent acquisition of SiteQuest Compliance, a respected compliance monitoring and website surveillance software firm. This acquisition is another step towards Red Oak’s goal

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RedOak Compliance Acquires SiteQuest Compliance

RedOak Compliance Solutions bolsters product suite and customer solutions with strategic acquisition of SiteQuest Compliance Joint dedication to client-centric business model backed by innovative technology solutions will drive unparalleled efficiency

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5th Consecutive Year Red Oak Makes RegTech100

Red Oak Compliance, a leader in AI-powered advertising compliance technology, was once again named to the RegTech100 list. The list highlights tech companies transforming compliance, risk management, and cybersecurity. Red

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AI FinTech 100

Red Oak Named to AI FinTech 100 List

Red Oak has been named to the AI FINTECH 100 list for 2023. This prestigious list highlights 100 of the most innovative AI solution providers working in and transforming the

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ensure you're on the straight and narrow when it comes to fees

In a world that’s filled with marketing messages, how can a firm set itself apart from others? Every firm would like to say they provide outstanding service and have experienced…

don't use messaging apps for business communications

On December 17, 2021, the SEC and the Commodity Futures Trading Commission fined J.P. Morgan a combined $200 million for failure to properly capture their communications. What Happened? Between January…

use technology to stay in compliance

Financial industry giant Merrill Lynch has the funding and capability to use any technology platform on the market to manage their books and records. They should have the best technology…

new rules and regulations going into effect in 2022

Regulation of the financial services industry can be quite tedious, labor-intensive, and burdensome. We’re not telling you anything you don’t already know. One thing that makes regulatory compliance tedious…

additional ways compliance officers can make a difference

As the chief compliance officer in your organization, you have the opportunity to take your team from contributors to leaders. It’s all in the way you choose to approach your role and the way you…

Cathy recognized as an inspiring women leader

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams. Among her many responsibilities, Cathy oversees software implementations…

compliance checklist for 2022

2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place. With everyone trying to resume life as normal while…

By Guest Contributor and Author: Brett Molotsky, VP of Industry Solutions at Aprimo Financial services organizations know a thing or two about pressure. Risk management, regulatory policy, the burdens of…

tips to avoid a phishing scam

Many people, including high-ranking executive leaders, tend to let their eyes glaze over when topics like IT management and cybersecurity come to the forefront. It’s not that they’re unconcerned –…

finfluencers and the upcoming exam season

In July, Robert Cook, President, and CEO of FINRA (Financial Industry Regulatory Authority), warned member firms that FIRNA would soon begin three targeted sweeps to address areas of concern: …

how to ensure your firm is on top of billing concerns and avoiding serious issues

No one likes being overbilled for a product or service, whether you’re talking about something as small as using a coupon code or as large as managing your investments. When…

what companies should know when considering a SPAC over an IPO

Special Purpose Acquisition Companies (SPACs) have become increasingly popular as private companies see the potential opportunities they provide to bring private companies into public markets more quickly than possible under…