Tuesday, February 4 2025
Navigating Residential Supervisory Locations (RSLs) and Remote Inspections: Key Takeaways from Our 2025 Webinar
On January 29, 2025, we hosted a webinar focused on Residential Supervisory Locations (RSLs) and the FINRA Remote Inspection Pilot Program. With new FINRA rules (3110.18 & 3110.19) reshaping how firms... [...]