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FINRA Issues Update to Non-Cash Compensation Guidance

Have you updated your firm’s written policies in the light of social distancing and FINRA’s updated guidance?
 
Thursday, August 27 2020

FINRA Issues Update to Non-Cash Compensation Guidance

Non-cash compensation can be a slippery slope, can’t it? Regulatory guidance on non-cash compensation includes a provision for business entertainment and meetings; this provision allows reasonable amounts of food and... [...]
 
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