Speak To A Live Person: 888.302.4594 Request A Demo

New SEC Social Media Guidance

 
Sunday, March 17 2013

New SEC Social Media Guidance

The SEC has posted guidance regarding whether certain interactive content posted in a real-time electronic forum (i.e., chat rooms or other social media) (“interactive content”) should be filed under the... [...]

SEC’s Exam Priorities

The staff of the SEC’s National Examination Program Office of Compliance Inspections and Examinations (“NEP”) has published its examination priorities “to communicate with investors and registrants about areas that are... [...]
 
  • Categories

  • Get Started