Benette Zivley, former Securities Commissioner at the Texas State Securities Board, provides defense counsel in regulatory and government examinations and investigations, and administrative, civil, and criminal litigation initiated by the SEC, TSSB, other state securities regulators, and FINRA.
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Advisor Placement Group specializes in independent broker/dealer and RIA transitions. Our goal is to assume the due diligence and negotiations with potential independent firms, so that financial advisors can keep their focus on their business and clients.
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